Recently the Securities and Exchange Commission announced that it would convene a roundtable in order to gather information regarding whether the Commission’s rules on the proxy process should be ...
At the time of adoption of the new rule amendments, Commissioner Elad Roisman, who had honchoed the proxy-process rulemakings through the SEC, said that there had been growing calls for the SEC to ...
The British Columbia Securities Commission has ruled that the Mutual Fund Dealers Association of Canada did not conduct a proper proxy solicitation prior to a special meeting of its members in October ...
Last week’s Securities Exchange Commission (SEC) roundtable on proxy process may not have grabbed national headlines, but its focus on proxy voting mechanics, shareowner proposals and proxy advisory ...
Forbes contributors publish independent expert analyses and insights. I am the Kester and Brynes Professor at Columbia Business School and a Chazen Senior Scholar at the Jerome A. Chazen Institute for ...
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