Halo’s co-founder and president Jason Barsema tells InvestmentNews that these investment vehicles are moving from niche to ...

When structure notes or products go wrong, broker-dealers can wind up in costly litigation. A three-person FINRA arbitration ...

Structured notes are unrated debt instruments issued by large banks which make periodic payments that depend on the performance of an underlying asset or group of assets, such as a single stock, stock ...

The equity-linked structured notes, also called fixed coupon notes, offer regular fixed interval distributions and provide investors with a tokenized avenue for investing in financial securities, the ...

Luma Financial Technologies, a Cincinnati-based alternative investment platform, and SpiderRock Advisors, a Chicago-based provider of options strategies in the wealth market, have formed a new ...