Principal-Protected Notes are anything but protected FINRA says, and the SRO wants to make sure brokerages are making that clear to investors. In a regulatory notice this month, FINRA warned firms ...

Federal finance minister Jim Flaherty is releasing for public comment regulations for banks issuing principal protected notes to improve disclosure for consumers. “Markets work best when consumers ...

James Chen, CMT is an expert trader, investment adviser, and global market strategist. Gordon Scott has been an active investor and technical analyst or 20+ years. He is a Chartered Market Technician ...

Retirees and those close to retiring are seeking security as well as healthy investment income, and structured products such as principal-protected notes are meeting their needs by serving up an ...

Please Note: Blog posts are not selected, edited or screened by Seeking Alpha editors. Investors nationwide should be wary of Citigroup principal protected notes due to the financial industry's ...

Brinker Capital has launched a series of principal-protected notes that are fixed income vehicles with market participation through an equity index. The first issue of notes will probably have a ...

Explore how Principal Protected Notes (PPNs) can enhance portfolio diversification by combining market exposure with principal protection at maturity. This webinar, which aired live on Tuesday, ...

NEW YORK, March 29 (Reuters) - Principal-protected notes, complex securities that are marketed as carrying a money-back guarantee, are starting to spring back to life after having lost much of their ...